James Leslie Heaton

Current Employers

Employment History

• 11/1982 → 10/2019
  Wells Fargo Advisors
  Bristol, VA
• 10/2019 → 10/2021
  Raymond James Financial Services, Inc.
  Bristol, VA
• 10/2019 → Present
  Raymond James Financial Services Advisors Inc.
  Bristol, VA
• 12/2020 → Present
  Triinitas Wealth Management
  Bristol, VA

Previous Registrations

• 1999-10-01 → 2019-10-10
  Wells Fargo Clearing Services, Llc
  Bristol, VA

Other Businesses

(1)Name of Business: Riverstead Community Board of Directors Address: 117 Meadow View Drive, Marietta, SC, 29661, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Setting and reporting financial activty of the Riverstead Community HOA. No responsibility for funds movement nor management. (2)Name of Business: Triinitas Wealth Management Address: 125 Walling Road, Bristol, VA, 24201, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Part owner and Branch Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-21
• S63 Uniform Securities Agent State Law Examination
  1983-02-02

Other Names

• James Leslie (Jr) Heaton
• Les Heaton