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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-02 |
| GA | RA | APPROVED | 2023-08-18 |
| MT | RA | APPROVED | 2023-06-16 |
| AL | RA | APPROVED | 2021-12-03 |
| NY | RA | APPROVED | 2021-04-16 |
| OR | RA | APPROVED | 2021-02-19 |
| WI | RA | APPROVED | 2020-09-24 |
| MI | RA | APPROVED | 2020-09-03 |
| PA | RA | APPROVED | 2020-03-18 |
| TX | RA | APPROVED_RES | 2019-08-23 |
| NV | RA | APPROVED | 2018-06-15 |
| DE | RA | APPROVED | 2017-07-18 |
| HI | RA | APPROVED | 2017-03-29 |
| SD | RA | APPROVED | 2017-01-19 |
| AR | RA | APPROVED | 2015-09-23 |
| UT | RA | APPROVED | 2015-04-21 |
| WA | RA | APPROVED | 2009-10-08 |
| MO | RA | APPROVED | 2009-06-18 |
| ID | RA | APPROVED | 2006-04-28 |
| AZ | RA | APPROVED | 2006-02-17 |
| FL | RA | APPROVED | 2004-11-18 |
| CA | RA | APPROVED | 2001-03-01 |
Branch Locations
20 Bicentennial Circle Suite 100, Sacramento, CA 95826 • United States
Incline Village, NV • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Investor Services Corporation | Sacramento | CA | 10/1992 | Present |
| Guardian Life Insurance Company | Sacramento | CA | 05/1999 | Present |
| Park Avenue Securities | Sacramento | CA | 05/1999 | Present |
| Guardian Life Insurance Company | Incline Village | NV | 07/2018 | Present |
| Park Avenue Securities | Incline Village | NV | 07/2018 | Present |
1. Occasional sales of non-proprietary outside insurance and VA products Start: 10/01/2018 Address: 916 Southwood Blvd., Suite 1C Incline Village, NV 89451 2 non bus hrs per month Investment related >10% annual compensation, 2)Montreux HOA-Treasurer Nature of Business: Home Owners Association, Start date: 06/25/2026, Address: 16475 Bordeaux Drive, Reno, NV, 89511, Duties: keep the Property management company aware of bank account balances, 8 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-08 |
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