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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-08 |
| PA | RA | APPROVED | 2024-06-20 |
Branch Locations
Newtown Square, PA • United States
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Boston | MA | 07/2010 | 05/2021 |
| City National Securities | Los Angeles | CA | 05/2021 | 03/2022 |
| City National Securities, Inc. | Radnor | PA | 03/2022 | 05/2024 |
| Rbc Capital Markets, Llc | Conshohocken | PA | 05/2024 | Present |
(1) NAME: Girls on the Run Philadelphia Non-Investment related ADDRESS: 40 W EVERGREEN AVE SUITE 104, PHILADELPHIA, PA 19118 Nature of OBA: Girls on the Run has fun, evidence-based programs that inspire all girls to build their confidence, kindness and decision-making skills. Dynamic lessons instill valuable life skills including the important connection between physical and emotional health. Role/Position/Title: Board Member Start Date: 06/01/20 Time devoted: 10 hours per month; 0 during securities trading hours Duties: Board member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-01 |
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