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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2007-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Wilmington | DE | 09/1979 | Present |
| Mclaughlin Ins Agency Inc | Greenville | DE | 09/1984 | 08/2018 |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2007 | Present |
1) RICHARD MCLAUGHLIN, CFP,724 YORKLYN RD, HOCKESSIN, DE 19707. BEGAN 9/08 AS FINANCIAL EDUCATOR. NOT INVESTMENT RELATED. DEVOTES 24 HRS/YR 18 HRS/YR DURING TRADING. 2) INDEPENDENT INSURANCE AGENT, 724 YORKLYN RD STE 348, HOCKESSIN, DE, 3/1977 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25/YR - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/01/2007 4) FIRST STATE ADVISORS, 724 Yorklyn Road, Suite 348, Hockessin DE 19707, 01/2014, Owner, Using a Trade Name/DBA, NIR, 160 HR/MO - 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-09 |
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