Michael David Raymond

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2014 → 05/2019
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 05/2019 → 08/2025
  Lpl Financial Llc
  North Haven, CT
• 08/2025 → Present
  Raymond Wealth Advisors
  New Haven, CT
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  New Haven, CT
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  New Haven, CT

Previous Registrations

• 2019-05-13 → 2025-08-27
  Lpl Financial Llc
  North Haven, CT
  New Haven, CT
  San Diego, CA
  New Haven, CT
• 2014-05-01 → 2019-06-04
  Cambridge Investment Research Advisors, Inc.
  North Haven, CT
• 2013-09-03 → 2014-05-12
  Cetera Wealth Services, Llc
  North Haven, CT
• 2003-08-01 → 2013-09-03
  Walnut Street Securities, Inc.
  North Haven, CT
• 1996-12-04 → 2003-08-01
  Nathan & Lewis Securities, Inc.
  North Haven, CT

Other Businesses

Raymond Wealth Advisors Non-Investment Related Hamden, Connecticut DBA/Support Company Advisor Started: 2018 0 hrs per month 0 hrs during trading hrs

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-10

Other Names

• Michael David Raymond
• Michael David Raymond