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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-28
  • CT RA
    APPROVED
    Since 2025-08-28

Branch Locations

195 Church Street 7Th Floor, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2014 05/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2014 05/2019
Lpl Financial Llc North Haven CT 05/2019 08/2025
Raymond Wealth Advisors New Haven CT 08/2025 Present
Raymond James Financial Services, Inc. New Haven CT 08/2025 Present
Raymond James Financial Services Advisors, Inc. New Haven CT 08/2025 Present
Previous Registrations
  • 2019-05-13 → 2025-08-27
    North Haven, CT
    New Haven, CT
    San Diego, CA
    New Haven, CT
  • 2014-05-01 → 2019-06-04
    North Haven, CT
  • 2013-09-03 → 2014-05-12
    Cetera Wealth Services, Llc
    North Haven, CT
  • 2003-08-01 → 2013-09-03
    Walnut Street Securities, Inc.
    North Haven, CT
  • 1996-12-04 → 2003-08-01
    Nathan & Lewis Securities, Inc.
    North Haven, CT
Other Businesses

Raymond Wealth Advisors Non-Investment Related Hamden, Connecticut DBA/Support Company Advisor Started: 2018 0 hrs per month 0 hrs during trading hrs

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-05-10
Other Names
  • Michael David Raymond
  • Michael David Raymond

View on SEC IAPD

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