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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-06 |
| VA | RA | APPROVED | 2024-06-18 |
| DC | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2023-02-23 |
| TX | RA | APPROVED | 2023-02-23 |
Branch Locations
1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States
875 15Th Street Nw 7Th Floor, Washington, DC 20005 • United States
Haymarket, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 02/2023 |
| J.P. Morgan Securities Llc | Washington | DC | 02/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 02/2023 | Present |
Effective 2/23/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-21 |
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