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602 N Colorado St Ste 130, Kennewick, WA 99336 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-06 |
Branch Locations
602 N Colorado St Ste 130, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Kennewick | WA | 05/2000 | 03/2022 |
| Commonwealth Financial Network | San Diego | CA | 03/2022 | Present |
| Compton Financial Group, Llc | Kennewick | WA | 03/2022 | Present |
1. Fixed insurance sales; as of 3/28/2022; Less than 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, 602 N Colorado, LLC, an entity created for the purpose of managing commercial real estate at 602 N Colorado St. #130, Kennewick, WA 99336, as of 3/01/2020; Less than 1% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Compton Financial Group LLC, a private entity established to facilitate securities, advisory, and insurance business; Located in Kennewick, WA as of 04/01/2022; 98% time spent during business hours; Conducted at branch; Investment related. 4. Co-Owner of rental property located in Mullan, ID, as of 12/01/2023; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-03-09 |
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