Best Investors Account Sign in

Mark Neale Tompkins

Steward Partners Investment Advisory, LLC

Kennewick, WA

Stamford, CT

Claim This Profile
Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
WA RA APPROVED 2023-05-01
  • TX RA
    APPROVED
    Since 2025-03-21
  • WA RA
    APPROVED
    Since 2023-05-01

Branch Locations

1030 N. Center Pkwy Suite 310, Kennewick, WA 99336 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Investment Solutions, Llc Kennewick WA 09/2015 Present
Steward Partners Global Advisory, Llc Kennewick WA 04/2021 Present
Steward Partners Investment Advisory, Llc Kennewick WA 05/2023 Present
  • 09/2015 → Present
    Steward Partners Investment Solutions, Llc
    Kennewick, WA
  • 04/2021 → Present
    Steward Partners Global Advisory, Llc
    Kennewick, WA
  • 05/2023 → Present
    Steward Partners Investment Advisory, Llc
    Kennewick, WA
Previous Registrations
  • 2013-11-25 → 2015-09-09
    Lpl Financial Llc
    Bend, OR
    Bend, OR
    Burns, OR
    Eugene, OR
    John Day, OR
    Lakeview, OR
    Monroe, OR
    Redmond, OR
    Springfield, OR
    Bend, OR
  • 2007-10-01 → 2013-11-25
    Cetera Investment Services Llc
    Bend, OR
  • 2006-11-02 → 2007-10-01
    Afs Brokerage, Inc.
    Bend, OR
    Golden, CO
    Chandler, AZ
    Austin, TX
    Redmond, OR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-22
S65 Uniform Investment Adviser Law Examination 2000-08-10
  • S63 Uniform Securities Agent State Law Examination
    2004-12-22
  • S65 Uniform Investment Adviser Law Examination
    2000-08-10

View on SEC IAPD

Other Firms

CENTAURUS FINANCIAL, INC.
EDWARD JONES
BRIDGE CAPITAL CONSULTING, LLC
THE RETIREMENT SOLUTION LLC
PETERSEN HASTINGS WEALTH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

CALVIN TODD HALTERMAN
RYAN HALTERMAN
Evan Harris
Thomas James Willingham
Carson Dean Willingham
Jackson Willingham
GABRIEL LEWIS MEDINA
Kyle Brent Nelson

Other Offices

CENTAURUS FINANCIAL, INC. · KENNEWICK, WA
EDWARD JONES · KENNEWICK, WA
BRIDGE CAPITAL CONSULTING, LLC · Kennewick, WA
THE RETIREMENT SOLUTION LLC · Kennewick, WA
PETERSEN HASTINGS WEALTH ADVISORS, INC. · KENNEWICK, WA
WELLS FARGO CLEARING SERVICES, LLC · KENNEWICK, WA
MORGAN STANLEY · Kennewick, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KENNEWICK, WA

More in Kennewick, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor