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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
PA RA APPROVED 2010-05-28
  • TX RA
    APPROVED
    Since 2024-09-30
  • PA RA
    APPROVED
    Since 2010-05-28

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. State College PA 08/1991 Present
Massmutual Life Insurance Company State College PA 07/1991 Present
  • 08/1991 → Present
    Mml Investors Services, Inc.
    State College, PA
  • 07/1991 → Present
    Massmutual Life Insurance Company
    State College, PA
Previous Registrations
  • 1991-07-15 → 2006-12-31
    Wienken & Associates, Ltd.
    State College, PA
Other Businesses

NAME: DAVID M. BECKER INV REL: Y ADD: @ RESIDENTIAL ADDRESS ON FILE, NATURE: LIFE POSITION: AGENT START DATE: 1/1/1982 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-21
  • S63 Uniform Securities Agent State Law Examination
    1983-03-21
Designations

View on SEC IAPD

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