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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
| PA | RA | APPROVED | 2010-05-28 |
Branch Locations
3949 South Atherton Street, State College, PA 16801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | State College | PA | 08/1991 | Present |
| Massmutual Life Insurance Company | State College | PA | 07/1991 | Present |
NAME: DAVID M. BECKER INV REL: Y ADD: @ RESIDENTIAL ADDRESS ON FILE, NATURE: LIFE POSITION: AGENT START DATE: 1/1/1982 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-03-21 |
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