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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
| FL | RA | APPROVED | 2009-04-08 |
| CT | RA | APPROVED | 2009-04-01 |
| NJ | RA | APPROVED | 2009-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Pension Advisors Inc | Shrub Oak | NY | 01/1989 | Present |
| Royal Alliance Associates, Inc. | New York | NY | 08/2004 | Present |
1. GARY ZINK POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/09/1981 ADDRESS: 1478 Iroquois Street, Shrub Oak NY 10588 DESCRIPTION: Agent 2. AMERICAN PENSION ADVISORS, INC. POSITION: President NATURE: C Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2015 ADDRESS: 1478 Iroquois Street, Shrub Oak NY 10588 DESCRIPTION: Third Party Administration Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-05 |
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