Louis Montcalm Deering

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 02/2019
  Janney Montgomery Scott Llc
  Philadelphia, PA
• 02/2019 → Present
  Commonwealth Financial Network
  Waltham, MA
• 02/2019 → Present
  Deering Wealth, Llc
  Lancaster, PA

Previous Registrations

• 2006-03-30 → 2019-02-11
  Janney Montgomery Scott Llc
  Lancaster, PA
  Lancaster, PA

Other Businesses

1. Fixed insurance sales; as of 2/8/2019; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Owner, Deering Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 02/2019; 80% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-17
• S63 Uniform Securities Agent State Law Examination
  1984-02-07

Designations

• Chartered Financial Consultant