William Paul Finkelstein

Employer firm

Lantern Wealth Advisors, LLC CRD 147420

$320M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Lantern Wealth Advisors, Llc
  Melville, NY
• 12/2013 → Present
  Lantern Investments, Inc.
  Melville, NY

Other Businesses

HEROLD & LANTERN INVESTMENTS, INC (INVESTMENT REALTED) AN AFFILIATED BROKER DEALER LOCATED AT 35 PINELAWN RD SUITE 101E MELVILLE, NY 11747. ACTING AS A REGISTERED REPRESENTATIVE FOR TRANSACTIONAL ORIENTED BUSINESS AS OF 12/03/2013. INTEND TO DEVOTE 10 HOURS/MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS. DUTIES INCLUDE PROVIDING BROKERAGE SERVICES TO RETAIL INVESTORS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-01-22
• S65 Uniform Investment Adviser Law Examination
  2013-11-14