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35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-16 |
Branch Locations
35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lantern Wealth Advisors, Llc | Melville | NY | 10/2013 | Present |
| Lantern Investments, Inc. | Melville | NY | 12/2013 | Present |
HEROLD & LANTERN INVESTMENTS, INC (INVESTMENT REALTED) AN AFFILIATED BROKER DEALER LOCATED AT 35 PINELAWN RD SUITE 101E MELVILLE, NY 11747. ACTING AS A REGISTERED REPRESENTATIVE FOR TRANSACTIONAL ORIENTED BUSINESS AS OF 12/03/2013. INTEND TO DEVOTE 10 HOURS/MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS. DUTIES INCLUDE PROVIDING BROKERAGE SERVICES TO RETAIL INVESTORS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 2013-11-14 |
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