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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-29 |
| PA | RA | APPROVED | 2020-08-06 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
161 Washington Street Suite 925, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Conshohocken | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Conshohocken | PA | 11/2016 | 08/2020 |
| Raymond James Financial Services, Inc | Conshohocken | PA | 08/2020 | 05/2022 |
| Steward Partners Global Advisory, Llc | Conshohocken | PA | 08/2020 | Present |
| Steward Partners Investment Advisory, Llc | Conshohocken | PA | 08/2020 | Present |
| Steward Partners Investment Solutions, Llc | Conshohocken | PA | 05/2022 | Present |
1) Name of Business : Steward Partners Investment Advisory LLC Address: 161 Washington St Ste 925,Conshohocken, PA Nature of the Business: Independent RIA Position/Title: Advisor Investment Related:Yes Start Date: 08/05/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-22 |
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