Patricia Joanne Chorn

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-23
CA	RA	APPROVED	2017-03-17

TX RA
APPROVED_RES

Since 2022-01-23
CA RA
APPROVED

Since 2017-03-17

Branch Locations

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

Gold River, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Roseville	CA	06/2012	03/2017
Ameriprise Financial Services Inc	Roseville	CA	03/2017	03/2020
Ameriprise Financial Services, Llc	Roseville	CA	03/2020	Present

06/2012 → 03/2017

Morgan Stanley Smith Barney

Roseville, CA
03/2017 → 03/2020

Ameriprise Financial Services Inc

Roseville, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Roseville, CA

Previous Registrations

2012-06-15 → 2017-03-20

Morgan Stanley

Roseville, CA

Folsom, CA
2011-06-16 → 2012-02-10

Morgan Stanley

Folsom, CA
2009-06-01 → 2010-06-21

Morgan Stanley

Sacramento, CA
2005-02-12 → 2009-06-01

Citigroup Global Markets Inc.

Sacramento, CA

Sacramento, CA
1997-07-08 → 2004-06-18

Citigroup Global Markets Inc.

Sacramento, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-11
S63	Uniform Securities Agent State Law Examination	1991-02-04

S66 Uniform Combined State Law Examination

2011-11-11
S63 Uniform Securities Agent State Law Examination

1991-02-04

Other Names

Patricia Joanne Minton
Patricia Joanne Grafton
Patricia Joanne Chorn
Patricia Chorn

View on SEC IAPD

Other Firms

DCA FAMILY OFFICE, LLC

DCA MANAGEMENT COMPANY, INC.

MUTUAL ADVISORS, LLC

COMMONWEALTH FINANCIAL NETWORK

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

MERCER GLOBAL ADVISORS INC.

NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG

Christopher Bruce Stephenson

Kristofer Louis Jones

DANIEL HAVEN FULLER

Zachary Ward Scholfield

JULIA RAMONA SHILES

EDWARD JOSEPH BUNTING

BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA

DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA

MUTUAL ADVISORS, LLC · Roseville, CA

DCA FAMILY OFFICE, LLC · Roseville, CA

COMMONWEALTH FINANCIAL NETWORK · Roseville, CA

EDWARD JONES · ROSEVILLE, CA

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA

MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

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