Kenneth David Pollinger

Employer firm

Klingenstein Fields Advisors CRD 105907

$4.70B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Klingenstein Fields Advisors

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-02

NY RA
APPROVED

Since 2021-09-02

Branch Locations

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Klingenstein, Fields & Co., L.L.C.	New York	NY	01/2013	07/2020
Klingenstein, Fields & Co., L.L.C.	New York	NY	08/2020	Present
Kf Group, L.P.	New York	NY	05/2019	Present

01/2013 → 07/2020

Klingenstein, Fields & Co., L.L.C.

New York, NY
08/2020 → Present

Klingenstein, Fields & Co., L.L.C.

New York, NY
05/2019 → Present

Kf Group, L.P.

New York, NY

Other Businesses

Director and Member of Audit Committee of Brandywine Trust Company, LLC, 7234 Lancaster Pike, Hockessin, Delaware 19707. Brandywine is a Delaware non-deposit trust company providing fiduciary, tax planning, custodial, and administrative services to clients' accounts. The relationship started in 1999. I devote approximately 3 hours per month to the business, inclusive of securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-19

S65 Uniform Investment Adviser Law Examination

1995-05-19

Other Names

Kenneth David Pollinger
Kenneth D. Pollinger
Kenneth Pollinger

View on SEC IAPD