Kenneth David Pollinger

Current Employers

Klingenstein Fields Advisors

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-02

NY RA
APPROVED

Since 2021-09-02

Branch Locations

125 Park Avenue Suite 320, New York, NY 10017-5529 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Klingenstein, Fields & Co., L.L.C.	New York	NY	01/2013	07/2020
Klingenstein, Fields & Co., L.L.C.	New York	NY	08/2020	Present
Kf Group, L.P.	New York	NY	05/2019	Present

01/2013 → 07/2020

Klingenstein, Fields & Co., L.L.C.

New York, NY
08/2020 → Present

Klingenstein, Fields & Co., L.L.C.

New York, NY
05/2019 → Present

Kf Group, L.P.

New York, NY

Other Businesses

Director and Member of Audit Committee of Brandywine Trust Company, LLC, 7234 Lancaster Pike, Hockessin, Delaware 19707. Brandywine is a Delaware non-deposit trust company providing fiduciary, tax planning, custodial, and administrative services to clients' accounts. The relationship started in 1999. I devote approximately 3 hours per month to the business, inclusive of securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-19

S65 Uniform Investment Adviser Law Examination

1995-05-19

Other Names

Kenneth David Pollinger
Kenneth D. Pollinger
Kenneth Pollinger

View on SEC IAPD