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Robert S Marmor

Ameriprise Financial Services, LLC

Los Angeles, CA

Porter Ranch, CA

CRD 1086194

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-14
CA RA APPROVED 2015-09-23
  • TX RA
    APPROVED_RES
    Since 2023-11-14
  • CA RA
    APPROVED
    Since 2015-09-23

Branch Locations

2121 Avenue Of The Stars Fl 8Th, Los Angeles, CA 90067 • United States

Porter Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Los Angeles CA 08/2015 03/2020
Ameriprise Financial Services, Llc Los Angeles CA 03/2020 Present
Previous Registrations
  • 2004-06-17 → 2004-11-18
    First Montauk Securities Corp.
    Northridge, CA
  • 1999-12-01 → 2003-06-23
    Prudential Equity Group, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-12
  • S63 Uniform Securities Agent State Law Examination
    1984-07-12
Other Names
  • Robert Scott Marmor
  • Robert Marmor

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC
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Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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