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Gregory Kay Brown

Hornor, Townsend & Kent, LLC

Holladay, UT

CRD 1086176

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2013-10-22
  • UT RA
    APPROVED
    Since 2013-10-22

Branch Locations

1895 E Rodeo Walk Dr Suite 200 #B, Holladay, UT 84117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Horsham PA 12/2004 Present
Hornor Townsend & Kent Inc Horsham PA 10/2013 Present
  • 12/2004 → Present
    Penn Mutual
    Horsham, PA
  • 10/2013 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
Previous Registrations
  • 2004-12-09 → 2013-01-25
    Holladay, UT
    Salt Lake City, UT
  • 2004-01-23 → 2004-12-15
    Cetera Wealth Services, Llc
    Midvale, UT
  • 1997-04-21 → 2003-12-31
    Advantage Financial Strategies
    Midvale, UT
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: CAMBRIDGE FINANCIAL; | Position Held: Agent | Address: 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117 | Start Date: 10/2013 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 101-140 Hrs | Approx Trading Hrs Per Mth: 26-40 Hrs | Description of Duties: SALES & SERVICE OF LIFE, HEALTH, DI, LTC AND ANNUITY CLIENTS. 2) PAYROLL ACCOUNT | INVESTMENT RELATED: NO | DBA NAME: ADVANTAGE FINANCIAL STRATEGIES | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117 | START DATE: 2004-01-01 | NATURE OF ACTIVITY: OTHER- | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: THIS NAME IS USED EXCLUSIVELY TO HANDLE THE PAYROLL FOR MY ASSISTANT. NO BUSINESS IS TRANSACTED WITH THE PUBLIC USING THIS NAME.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-11
  • S63 Uniform Securities Agent State Law Examination
    1984-07-11
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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