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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-19 |
| FL | RA | APPROVED | 2013-10-08 |
Branch Locations
500 W Cypress Creek Rd Ste 680, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fort Lauderdale | FL | 10/2013 | Present |
GEMINI CAPIITAL MGT. INVT RELATED, FT. LAUDERDALE, FL, 100% OWNERSHIP, START DATE 1/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, PAYROLL FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-07 |
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