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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-19
FL RA APPROVED 2013-10-08
  • TX RA
    APPROVED_RES
    Since 2015-02-19
  • FL RA
    APPROVED
    Since 2013-10-08

Branch Locations

500 W Cypress Creek Rd Ste 680, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Fort Lauderdale FL 10/2013 Present
Previous Registrations
  • 2003-07-01 → 2013-10-04
    Fort Lauderdale, FL
    Fort Lauderdale, FL
  • 1999-11-16 → 2003-07-01
    Prudential Equity Group, Llc
    Ft Lauderdale, FL
Other Businesses

GEMINI CAPIITAL MGT. INVT RELATED, FT. LAUDERDALE, FL, 100% OWNERSHIP, START DATE 1/1/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, PAYROLL FOR FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-07
  • S63 Uniform Securities Agent State Law Examination
    1983-07-07

View on SEC IAPD

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