Austin Allen Routon

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Houston, TX

Previous Registrations

• 2006-04-11 → 2013-02-13
  Morgan Keegan & Company, Llc
  Houston, TX
• 2005-05-09 → 2006-04-10
  Rbc Capital Markets, Llc
  Houston, TX
• 1999-07-06 → 2005-05-27
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

(1)Name of Business: Amphithere Address: 9145 Kenilworth, Houston, TX, 77024, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/18/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a second home that might be rented out. (2)Name of Business: Commonwealth Commercial LLC Address: 9145 Kenilworth, Houston, TX, 77024, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 08/10/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintaining the rental property

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-01-14

Other Names

• Austin Allen Routon