Michael Joseph Foody

Current Employers

Employment History

• 10/1997 → 09/2018
  Ragen Mackenzie Incorporated
  Seattle, WA
• 03/2000 → 09/2018
  Wells Fargo Bank, N.A.
  San Francisco, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors, Llc
  Seattle, WA
• 11/2016 → 09/2018
  Wells Fargo Clearing Services, Llc
  Seattle, WA
• 09/2018 → 07/2026
  Rbc Capital Markets, Llc.
  Seattle, WA
• 09/2021 → 01/2025
  City National Bank
  Seattle, WA
• 07/2026 → Present
  Robert W. Baird & Co. Incorporated
  Bellevue, WA

Previous Registrations

• 2018-09-26 → 2026-07-16
  Rbc Capital Markets, Llc
  Seattle, WA
  Fall City, WA
• 2011-01-03 → 2018-10-01
  Wells Fargo Clearing Services, Llc
  Seattle, WA
  Seattle, WA
• 1998-06-11 → 2011-01-03
  Wells Fargo Investments, Llc
  Seattle, WA
  Seattle, WA

Other Businesses

(1) NAME OF ENTITY: QUEEN ANNE VIEW LLC; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: OWNER-ACTIVE; START DATE: 02/2016; DUTIES: OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; 2) NAME OF ENTITY: Treehouse ADDRESS: 2100 24th Ave S #200 Seattle, WA 98144 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Nonprofit serving youth in foster care CAPACITY: Board of Directors START DATE: 01/01/17 DUTIES: As a member of the advisory board I have no duties. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-17
• S63 Uniform Securities Agent State Law Examination
  1983-01-06