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Dwain Gump

Gump And Mchugh Asset Management

Colorado Springs, CO

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Current Employers
Gump And Mchugh Asset Management

Colorado Springs, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-07
TX RA APPROVED_RES 2024-08-21
  • CO RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED_RES
    Since 2024-08-21

Branch Locations

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Affirmative Financial Network Llc Colorado Springs CO 11/2006 Present
Gump & Mchugh Asset Management Colorado Springs CO 01/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-17
S63 Uniform Securities Agent State Law Examination 1983-07-11
  • S65 Uniform Investment Adviser Law Examination
    1993-12-17
  • S63 Uniform Securities Agent State Law Examination
    1983-07-11
Designations

View on SEC IAPD

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