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Intrua Financial CRD 281554
$1.75B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-29 |
| WI | RA | APPROVED | 2023-11-13 |
Branch Locations
Germantown, WI • United States
675 North Barker Road Suite 220, Brookfield, WI 53045 • United States
3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookfield | WI | 09/2014 | Present |
| Freedom Wealth Alliance | Brookfield | WI | 09/2014 | Present |
| Intrua Financial | Houston | TX | 10/2023 | Present |
1) 09/30/2014: FREEDOM WEALTH ALLIANCE - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 07/31/2014 - 20% OF TIME SPENT 2) 03/04/2015: PHOENIX RISING WEALTH MANAGEMENT, INC. - IVN REL - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2015 - NO TIME SPENT 3) 07/08/2015: FINANCIAL STRATEGIES GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 06/16/2015 - 1 HR/MO ALL DURING SECS TRDG HRS - INS TYPES: LIFE, HEALTH, LONG-TERM CARE, FIXED ANNUITIES. 4) 5/11/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 04/11/2017 - 1 Hour Per Month During Securities Trading. 5) 11/21/2023: Intrua Financial LLC; At reported business location(s); Registered Investment Advisor; IAR; Inv. related; start date 10/1/2023; 100hrs/mo.; 5hrs during trading; I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/19/2024 - Intrua Financial DBA Freedom Wealth Alliance - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 1/18/2024 - 140 Hrs/mo; 7 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-22 |
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