Thomas C O'neill

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-08-13

NJ RA
APPROVED

Since 2018-08-13

Branch Locations

3000 Atrium Way Suite 420, Mount Laurel, NJ 08054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Mt. Laurel	NJ	06/2009	08/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	08/2018
Raymond James & Associates, Inc	Mount Laurel	NJ	08/2018	Present

06/2009 → 08/2018

Morgan Stanley Smith Barney

Mt. Laurel, NJ
01/2015 → 08/2018

Morgan Stanley Private Bank, National Association

New York, NY
08/2018 → Present

Raymond James & Associates, Inc

Mount Laurel, NJ

Previous Registrations

2009-06-01 → 2018-08-13

Morgan Stanley

Mount Laurel, NJ
2008-10-17 → 2009-06-01

Citigroup Global Markets Inc.

Mt. Laurel, NJ
2005-04-15 → 2008-10-23

Ubs Financial Services Inc.

Mt. Laurel, NJ

Marlton, NJ
2003-10-15 → 2005-04-21

A. G. Edwards & Sons, Inc.

Voorhees, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-30
S63	Uniform Securities Agent State Law Examination	1983-01-11

S66 Uniform Combined State Law Examination

2006-05-30
S63 Uniform Securities Agent State Law Examination

1983-01-11

Other Names

Thomas Carl Oneill
Thomas O'NEill

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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