Thomas George Goodwin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Summit Equities, Inc.
  Parsippany, NJ
• 02/2010 → Present
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 03/2018 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-03-12 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2010-02-16 → 2018-03-08
  Summit Equities, Inc.
  Hamilton Square, NJ
  Kingston, NJ
  Parsippany, NJ
  Parsippany, NJ
• 2010-02-16 → 2018-03-08
  Summit Financial Resources Inc
  Parsippany, NJ
• 2009-02-23 → 2010-02-17
  Cetera Wealth Services, Llc
  Mt Laurel, NJ
• 2002-05-16 → 2008-12-31
  Ege Advisors, Ltd.
  King Of Prussia, PA

Other Businesses

THOMAS G GOODWIN AGENCY POSITION: owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/15/1978 ADDRESS: 2010 SE Kilmallie Ct, Port St Lucie FL 34952, United States DESCRIPTION: life and health insurance -sales and customer service

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-01-10
• S66 Uniform Combined State Law Examination
  2002-02-26

Designations

• Chartered Financial Consultant

Other Names

• Tom Goodwin