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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-08 |
Branch Locations
201 W. Padonia Rd. Suite 300, Timonium, MD 21093 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities | Mclean | VA | 08/2009 | 02/2020 |
| Aegis Capital Corp | Timonium | MD | 02/2020 | Present |
1) Name of Business: CASEY CARES FOUNDATION Investment-related: No Address: 7100 Columbia Gateway Dr Suite 155, Columbia, MD 21046 Nature of the other business: PROVIDES UPLIFTING PROGRAMS WITH A PERSONAL TOUCH FOR CRITICALLY ILL KIDS AND THEIR FAMILIES Position, title, or relationship with the other business: BOARD OF DIRECTORS, EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE Start date: 01/01/2009. Approx number of hours/month you devote to the other business: 5-10 hours per month Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: BOARD DIRECTOR, Fundraising 2)Name of Business: ACC Agency, Inc 1305 Walt Whitman Road, Suite 120, Melville, NY 11747 Description of Business: Insurance general agency. Company will hold appointments and process non-investment related insurance sales Investment Related: Yes Web Address/Business Card: No Job Title: Producer/Agent Compensation: Commission unknown Approx number of hours/month you devote to the other business: 5-10 Approx number of hours/month you devote to the other business during securities trading hours: 5-10 Start Date: 06-26-2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-07 |
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