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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Plattsburgh | NY | 04/1983 | Present |
| Massmutual Life Insurance Company | Plattsburgh | NY | 11/1982 | Present |
(1.) NAME: JOSEPH P CONNOR INV REL: Y. ADD:105 WEST BAY PLAZA, PLATTSBURGH, NY 12901. NATURE: IFE, HEALTH, FIXED ANNUITIES. POSITION: AGENT. START DATE:01/1983. NO. HR/MO:0. NO. HR/MO DURING SEC TRADING:0. (2.) NAME: JOSEPH P CONNOR. INV REL: Y. ADD:56 BROAD STREET, PLATTSBURGH, NY 12901. NATURE: RENT APARTMENTS. POSITION: OWNER. START DATE:09/1975. NO. HR/MO:0. NO. HR/MO DURING SEC TRADING:0. (3) NAME: JOSEPH P CONNOR INV REL: Y ADD: MULTIPLE PROPERTIES IN PLATTSBURGH, NY 12901 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 09/01/2023, 01/01/2025 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: PROPERTY MANAGER, MAINTAIN PROPERTY, AND RENT TO A DESIRABLE TENANT (4) NAME: JOSEPH CONNOR, INV REL: Y, ADD: 105 WEST BAY PLAZA, PLATTSBURGH, NY 12901 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 06/10/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-01 |
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