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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-02 |
| TX | RA | APPROVED_RES | 2020-06-05 |
| MI | RA | APPROVED | 2017-07-31 |
| AZ | RA | APPROVED | 2016-10-04 |
| IL | RA | APPROVED | 2008-10-27 |
Branch Locations
70 West Madison Street Suite 2500, Chicago, IL 60602 • United States
14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States
Surf City, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Chicago | IL | 09/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-11 |
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