Robert John Lucente

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2024
  Morgan Stanley
  New York, NY
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bridgewater, NJ
• 04/2024 → 10/2024
  Unemployed
  Gillette, NJ
• 12/2024 → Present
  Bank Of America, N.A.
  Bridgewater, NJ

Previous Registrations

• 2016-07-13 → 2024-05-02
  Morgan Stanley
  New York, NY
  New York, NY
  Purchase, NY
  New York, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-13
• S63 Uniform Securities Agent State Law Examination
  1983-07-22

Other Names

• Bob John Lucente