David Robert Feigelman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2022-07-27
TX	RA	APPROVED_RES	1994-05-19
FL	RA	APPROVED	1988-04-18

UT RA
APPROVED

Since 2022-07-27
TX RA
APPROVED_RES

Since 1994-05-19
FL RA
APPROVED

Since 1988-04-18

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Park City, UT • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	04/1988	Present
Bank Of America,Na	Boca Raton	FL	09/2009	Present

04/1988 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL
09/2009 → Present

Bank Of America,Na

Boca Raton, FL

Other Businesses

Status: APPRVD I*1393257 For profit or not for profit: Entity For Profit Name of outside business organization: pomerantz llp for Peloton class action lawsuit Investment related: N Address of business: new york, New York, 10016, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 7/15/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 5 Duties: lawsuit participant...personal , to provide information regarding personal investments in Peloton stock in my joint Merrill account in order to participate in a class action lawsuit with Peloton. I have been told that due to the size of my holdings and the extent of the loss, it is possible that II will be a lead plaintiff

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-08
S63	Uniform Securities Agent State Law Examination	1982-12-24

S65 Uniform Investment Adviser Law Examination

1995-09-08
S63 Uniform Securities Agent State Law Examination

1982-12-24

View on SEC IAPD