Harold L Wathan

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-09-13

IL RA
APPROVED

Since 2011-09-13

Branch Locations

Collinsville, IL • United States

203 W Main St Ste 101, Collinsville, IL 62234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc.	Collinsville	IL	10/1982	Present
Primerica Financial Services	Collinsville	IL	12/1981	Present
Textparty Inc & Entertainment Partners	Collinsville	IL	12/2015	09/2017

10/1982 → Present

Pfs Investments Inc.

Collinsville, IL
12/1981 → Present

Primerica Financial Services

Collinsville, IL
12/2015 → 09/2017

Textparty Inc & Entertainment Partners

Collinsville, IL

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Harold Lee Wathan, Jr., Not Investment Related, 203 West Main Street Unit 1 Collinsville IL 62234, Nature of Business (Rental Property), Owner, Start Date (11/17/2016) to Present, 1-5 hours per month (0 hours per month during securities trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-31
S63	Uniform Securities Agent State Law Examination	1985-06-06

S65 Uniform Investment Adviser Law Examination

2011-03-31
S63 Uniform Securities Agent State Law Examination

1985-06-06

Other Names

H Lee Wathan
Harold Lee Jr Wathan

View on SEC IAPD