Ann Marie Doty-Mitchell

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2013 → 11/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2026 → Present
  Wealth Enhancement Group
  Hillsboro, WI
• 06/2026 → Present
  Wealth Enhancement Brokerage Services
  Hillsboro, WI
• 06/2026 → Present
  Wealth Enhancement Advisory Services
  Hillsboro, WI
• 06/2026 → Present
  Advisory Solutions Group
  Hillsboro, WI
• 12/2025 → 05/2026
  Unemployed
  Hillsboro, WI
• 05/2013 → 11/2025
  Cetera Advisors Llc
  Denver, CO
• 05/2013 → 11/2025
  Cetera Investment Services Llc
  Saint Cloud, MN
• 12/2015 → 11/2016
  Investors Capital Corp.
  Lynnfield, MA
• 02/2016 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 02/2016 → 11/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 02/2016 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 02/2016 → 12/2016
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 02/2016 → 11/2025
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 06/2023 → 11/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-29 → 2025-12-05
  Cetera Investment Advisers Llc
  El Segundo, CA
  Los Angeles, CA
  Hillsboro, WI
• 2013-06-07 → 2023-06-29
  Cetera Wealth Services, Llc
  El Segundo, CA
  Hillsboro, WI
  Los Angeles, CA
• 2011-07-13 → 2012-07-24
  Crowell, Weedon & Co.
  Newport Beach, CA
• 2010-01-14 → 2011-02-03
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 2008-01-01 → 2010-01-06
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 2002-10-03 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Beverly Hills, CA
  Beverly Hills, CA
  St. Louis, MO

Other Businesses

1. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - HILLSBORO, WI - REGISTERED ADMIN 2. ADVISORY SOLUTIONS GROUP - HILLSBORO, WI - REGISTERED ADMIN 3. AMC CAPE CORAL, LLC - NON-INVESTMENT RELATED - CAPE CORAL, FL - MANAGER - LLC FORMED TO HOLD RENTAL PROPERTY IN FL - START DATE 12/2025 - 1 HOUR SPENT PER MONTH WITH 0 HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-09
• S65 Uniform Investment Adviser Law Examination
  1999-06-01
• S63 Uniform Securities Agent State Law Examination
  1993-07-12

Other Names

• Ann Marie Doty
• Ann Marie Doty-Mitchell
• Ann Marie Doty