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Deborah Lynn Stokes

Wedbush Securities Inc.

Bonsall, CA

Pasadena, CA

CRD 1083067

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Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-22
  • CA RA
    APPROVED
    Since 2015-04-22

Branch Locations

Bonsall, CA • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities La Jolla CA 01/2009 Present
  • 01/2009 → Present
    Wedbush Morgan Securities
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-17
S63 Uniform Securities Agent State Law Examination 1985-11-20
  • S66 Uniform Combined State Law Examination
    2015-06-17
  • S63 Uniform Securities Agent State Law Examination
    1985-11-20

View on SEC IAPD

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