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Robert Edward Nichols

Wells Fargo Clearing Services, LLC

Houston, TX

Cypress, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-08-23
  • TX RA
    APPROVED
    Since 2011-08-23

Branch Locations

1000 Louisiana St 7Th Fl [Pcg-9Q], Houston, TX 77002 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-21
S63 Uniform Securities Agent State Law Examination 1999-01-14
  • S65 Uniform Investment Adviser Law Examination
    2011-08-21
  • S63 Uniform Securities Agent State Law Examination
    1999-01-14

View on SEC IAPD

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