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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-06-30 |
Branch Locations
248 S. Nokomis Avenue Suite B, Venice, FL 34285 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Solutions | Venice | FL | 04/1988 | Present |
| Stonex Securities Inc | Venice | FL | 12/2011 | Present |
| Stonex Advisors Inc | Venice | FL | 06/2016 | Present |
1) LICENSED AS REALTOR ASSOC. WITH EQUITY INVESTMENT PROPERTIES, INC. NOT INVESTMENT RELATED; 1601 PINE LAKE DR. VENICE, FL. 34285; REAL ESTATE SALES AND REFERRALS; RE SALES AGENT; 12/1984; LESS THAN 1 HOUR PER WEEK DURING SEC TRADING HOURS; REAL ESTATE SALES AND REFERRALS. 2) SOFTBALL UMPIRE; NOT INVESTMENT RELATED; 955 NEW FOREST CIRCLE, NOKOMIS, FL. 34275; SOFTBALL UMPIRE; 1988 3-4 HOURS PER WEEK FEBRUARY THRU JUNE; LESS THAN 1 HOUR PER WEEK DURING SEC TRADING HOURS; UMPIRE CHURCH SOFTBALL. 3) Recreational men teams softball coach Venice FL Senior Softball - 1101 Gulf Coast Blvd Venice, FL 34285 Nature of business: Coach Non-Investment Related Position, Title or Association: coach 01/01/2019 start date Approximately 8 hours devoted to this business monthly with zero during market hours. 4) Wealth Management Solutions of Venice, Inc. 248 Nokomis Ave. Suite B Venice, FL 34285 Nature of Business: This is the C corporation that all income from SA Stone is run through. Investment Related: Yes Title: President Duties: This is a C Corp that I am president and owner of that use to run all business income through. Start Date: 4/8/2020 Hours Devoted to Business: 160 hours a month Hours Devoted to Business during Market Hours: 6-8 hours daily
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-15 |
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