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Dustin R Hays

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Venice, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
FL RA APPROVED 2023-04-04
  • TX RA
    APPROVED
    Since 2023-04-06
  • FL RA
    APPROVED
    Since 2023-04-04

Branch Locations

2180 S Tamiami Trl, Venice, FL 34293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Extra Space Storage Parker CO 05/2013 06/2021
Oppenheimer & Co. Inc Sarasota FL 07/2021 02/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 02/2023 Present
Bank Of America N.A. Sarasota FL 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-25
  • S66 Uniform Combined State Law Examination
    2022-05-25
Other Names
  • Dustin R Hays
  • Dustin Russell Hays

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · VENICE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Venice, FL
PNC WEALTH MANAGEMENT LLC · VENICE, FL
EDWARD JONES · Venice, FL
EDWARD JONES · VENICE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENICE, FL
EDWARD JONES · VENICE, FL
RAYMOND JAMES & ASSOCIATES, INC. · Venice, FL

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