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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-24
AR RA APPROVED 2009-04-03
  • TX RA
    APPROVED
    Since 2014-03-24
  • AR RA
    APPROVED
    Since 2009-04-03

Branch Locations

3425 Futrall Drive Suite # 201, Fayetteville, AR 72703 • United States

3100 Market Street, Rogers, AR 72758 • United States

4521 Sharon Road, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cenark Cable Tv Limited Partnership Little Rock AR 01/1983 Present
Stephens Inc Fayetteville AR 04/2009 02/2022
Stephens Inc. Fayetteville AR 02/2022 Present
  • 01/1983 → Present
    Cenark Cable Tv Limited Partnership
    Little Rock, AR
  • 04/2009 → 02/2022
    Stephens Inc
    Fayetteville, AR
  • 02/2022 → Present
    Stephens Inc.
    Fayetteville, AR
Previous Registrations
Other Businesses

R & B AVIATION LLC - NOT INVESTMENT RELATED - 4609 HIGHLAND KNOLLS, ROGERS, AR - 50% OWNER - CESSNA 182 AIRCRAFT - 3/2013 - 0 HOURS DEVOTED - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-25
S63 Uniform Securities Agent State Law Examination 1982-12-28
  • S65 Uniform Investment Adviser Law Examination
    1992-08-25
  • S63 Uniform Securities Agent State Law Examination
    1982-12-28
Designations

View on SEC IAPD

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