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Colin Michael Cathey

Arvest Wealth Management

Rogers, AR

Lowell, AR

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Current Employers
Arvest Wealth Management

913 W Monroe Avenue, Lowell, AR 72745 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-04
AR RA APPROVED 2019-10-07
TX RA APPROVED_RES 2019-10-07
  • LA RA
    APPROVED
    Since 2024-12-04
  • AR RA
    APPROVED
    Since 2019-10-07
  • TX RA
    APPROVED_RES
    Since 2019-10-07

Branch Locations

5201 Village Parkway, Rogers, AR 72758 • United States

913 West Monroe Avenue, Lowell, AR 72745 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Memphis TN 11/2005 09/2019
Td Ameritrade, Inc. Rogers AR 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Arvest Wealth Management Rogers AR 10/2019 08/2020
Arvest Welth Management Bentonville AR 08/2020 05/2025
Arvest Wealth Management Rogers AR 05/2025 Present
  • 11/2005 → 09/2019
    Scottrade, Inc.
    Memphis, TN
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Rogers, AR
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2019 → 08/2020
    Arvest Wealth Management
    Rogers, AR
  • 08/2020 → 05/2025
    Arvest Welth Management
    Bentonville, AR
  • 05/2025 → Present
    Arvest Wealth Management
    Rogers, AR
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Rogers, AR
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Rogers, AR
  • 2017-02-16 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 2007-02-05
  • S66 Uniform Combined State Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2007-02-05
Other Names
  • Rocky Michael Cathey
  • Colin M Cathey

View on SEC IAPD

Other Firms

SOWELL MANAGEMENT
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
GUARDIAN FINANCIAL, INC.
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KIMBERLY DAWN SMITH
Sabrina Phillips Freeman
Garret Benson
BART PATRICK ALLARD
TONYA GAY FULCHER
TONY JEROME HANSMANN
MARK WESLEY CHAMBERS
Trey Alan Taylor

Other Offices

SOWELL MANAGEMENT · Rogers, AR
BANKERS LIFE ADVISORY SERVICES, INC. · Bentonville, AR
CETERA INVESTMENT ADVISERS LLC · ROGERS, AR
GUARDIAN FINANCIAL, INC. · BENTONVILLE, AR
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC · BENTONVILLE, AR
LPL FINANCIAL LLC · ROGERS, AR
PRIVATE ADVISOR GROUP, LLC · ROGERS, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · ROGERS, AR

More in Rogers, AR

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