Thomas Wayne Chandler

Current Employers

Kerr Wealth Management

Oakwood, OH • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-04-07

CA RA
APPROVED

Since 2020-04-07

Branch Locations

Oakwood, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Fresno	CA	06/2014	01/2018
Kovack Advisors, Inc	Fort Lauderdale	FL	01/2018	Present
Kovack Securities, Inc.	Fort Lauderdale	FL	03/2019	Present

06/2014 → 01/2018

Lpl Financial, Llc

Fresno, CA
01/2018 → Present

Kovack Advisors, Inc

Fort Lauderdale, FL
03/2019 → Present

Kovack Securities, Inc.

Fort Lauderdale, FL

Previous Registrations

2018-01-16 → 2020-04-03

Kovack Advisors, Inc.

Fresno, CA

Ft. Lauderdale, FL
2014-06-11 → 2018-02-15

Lpl Financial Llc

Fresno, CA
1997-07-08 → 2014-06-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fresno, CA

Fresno, CA

Other Businesses

1) LIFE INSURANCE - 575 E. LOCUST FRESNO, CA 93720; AGENT ; LIFE INSURANCE SALES; NON INVESTMENT-RELATED BUSINESS; 0-1% OF TIME SPENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-21
S63	Uniform Securities Agent State Law Examination	1983-01-11

S65 Uniform Investment Adviser Law Examination

1992-12-21
S63 Uniform Securities Agent State Law Examination

1983-01-11

Designations

View on SEC IAPD