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Eric Marshall Frantz

Mml Investors Services, LLC

Marlton, NJ

Cherry Hill, NJ

CRD 1082135

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States

Cherry Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Cherry Hill NJ 10/1975 02/2017
Metlife Securities Inc. Cherry Hill NJ 12/1986 02/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Marlton NJ 03/2017 Present
  • 10/1975 → 02/2017
    Metropolitan Life Insurance Company
    Cherry Hill, NJ
  • 12/1986 → 02/2017
    Metlife Securities Inc.
    Cherry Hill, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Marlton, NJ
Previous Registrations
  • 2002-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Marlton, NJ
    Marlton, NJ
Other Names
  • Eric M Frantz

View on SEC IAPD

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