Gary Brian Kaltbaum

Current Employers

Kaltbaum Capital Management

Sanford, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-08
PA	RA	APPROVED	2026-02-27
TX	RA	APPROVED	2017-08-28
AZ	RA	APPROVED	2017-07-28

FL RA
APPROVED

Since 2026-04-08
PA RA
APPROVED

Since 2026-02-27
TX RA
APPROVED

Since 2017-08-28
AZ RA
APPROVED

Since 2017-07-28

Branch Locations

Sanford, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kaltbaum Capital Management, Llc	Orlando	FL	10/2010	01/2020
Kaltbaum Capital Management, Llc	Heathrow	FL	01/2020	Present

10/2010 → 01/2020

Kaltbaum Capital Management, Llc

Orlando, FL
01/2020 → Present

Kaltbaum Capital Management, Llc

Heathrow, FL

Previous Registrations

2007-03-01 → 2010-12-31

B. Riley Wealth Management

Memphis, TN

Scottsdale, AZ

Orlando, FL
2005-08-30 → 2007-03-01

Capital Securities Of America, Inc.

Orlando, FL

Orlando, FL

Scottsdale, AZ
2001-01-02 → 2004-04-12

Wells Fargo Advisors Financial Network, Llc

Orlando, FL
2003-05-02 → 2003-08-18

Kaltbaum Capital Management

Orlando, FL

Other Businesses

INVESTORS EDGE LLC, NOT INVESTMENT RELATED, RECEIVES INCOME FROM MR. KALTBAUM'S FOX NEWS CHANNEL'S APPEARANCES, HEATHROW, FL, DIRECTOR/OWNER, 2002-PRESENT. HOSTS DAILY RADIO SHOW. FOX NEWS BUSINESS CONTRIBUTOR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-13
S63	Uniform Securities Agent State Law Examination	1984-02-06

S65 Uniform Investment Adviser Law Examination

1996-03-13
S63 Uniform Securities Agent State Law Examination

1984-02-06

View on SEC IAPD