Thomas Christopher Reynolds

Employer firm

Vestgen Advisors, LLC CRD 318657

$6.67B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-17
IL	RA	APPROVED	2024-10-24
TX	RA	APPROVED_RES	2024-10-18

FL RA
APPROVED

Since 2025-04-17
IL RA
APPROVED

Since 2024-10-24
TX RA
APPROVED_RES

Since 2024-10-18

Branch Locations

Osprey, FL • United States

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

1100 Jorie Boulevard Ste 364, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Landmark Capital Inc	Oak Brook	IL	01/1997	03/2023
Securities America, Inc.	Oak Brook	IL	10/2002	03/2023
Lpl Financial	Oak Brook	IL	03/2023	12/2024
Vestgen Advisors, Llc	Oak Brook	IL	10/2024	Present
Private Client Services	Oak Brook	IL	12/2024	Present

01/1997 → 03/2023

Landmark Capital Inc

Oak Brook, IL
10/2002 → 03/2023

Securities America, Inc.

Oak Brook, IL
03/2023 → 12/2024

Lpl Financial

Oak Brook, IL
10/2024 → Present

Vestgen Advisors, Llc

Oak Brook, IL
12/2024 → Present

Private Client Services

Oak Brook, IL

Previous Registrations

2023-03-24 → 2024-12-03

Lpl Financial Llc

Oak Brook, IL

San Diego, CA

Oak Brook, IL
1997-12-19 → 2024-04-22

Landmark Capital Inc.

Oak Brook, IL

Oak Brook, IL

Other Businesses

1) VestGen Advisors, LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 170 hrs/mo; 170 during trading hrs. 2) Landmark Capital Inc. Retirement Plan for my office. Fund and manage the plan. 1 hr//mo; 0 during trading hrs. Not investment related. 3) Landmark Capital Inc. 1100 Jorie Blvd, #364, Oak Brook, IL 60523. DBA for LPL business. President. 2 hrs/mo; 2 during trading hrs. Investment related. 4) Margaret Reynolds Trust. 42 Willow Crest Dr, Oak Brook, IL 60523. Power of Attorney for mother. Manage money. 1 hr/mo; 0 during trading hrs. Investment related. 5) Shields Technology. 999 Oakmont Plaza Dr, #200, Westmont, IL 60559. Manufacture & distributer. Vice chairman, board of director, shareholder. 2 hrs/mo; 0 during trading hrs. Not investment related. 6) VestGen Wealth Partners Holdings, LLC. 213 W Union Ave, Wheaton, IL 60187. Financial Services Holding Company. Limited Partner, Principal and Founding Member. Investment related. 7)LMC Osprey, Inc; Investment Related; 385 N. Point Rd. Unite 403 Osprey FL. 34229; VetGen Founding Member;President; Effective 06/10/2025; 1 hour per month; 1 hour during trading hours; Founding Member of VestGen

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-10
S63	Uniform Securities Agent State Law Examination	1990-05-08

S65 Uniform Investment Adviser Law Examination

1996-04-10
S63 Uniform Securities Agent State Law Examination

1990-05-08

Designations

Certified Financial Planner

View on SEC IAPD