Faith Sophia Heeg

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-11-12
FL	RA	APPROVED	1983-05-09

TX RA
APPROVED_RES

Since 2012-11-12
FL RA
APPROVED

Since 1983-05-09

Branch Locations

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	08/1978	Present

08/1978 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-03
S63	Uniform Securities Agent State Law Examination	1987-05-28

S65 Uniform Investment Adviser Law Examination

1995-02-03
S63 Uniform Securities Agent State Law Examination

1987-05-28

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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