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Douglas Jordan Licari

Mml Investors Services, LLC

East Hills, NY

East Meadow, NY

CRD 1081503

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

East Meadow, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Garden City NY 03/1999 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
  • 03/1999 → 03/2017
    Metlife Securities Inc.
    Garden City, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    East Hills, NY
Other Businesses

NAME: Douglas Licari INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY 11548 NATURE: NonMMLIA Insurance Brokerage/Ind Life/Property&Casualty/Health/Group Life & Health POSITION: Sales START DATE:07/01/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING:0 NAME: Douglas Licari INV REL: N ADD: Residential NATURE: Notary Public POSITION: Notary START DATE: 07/01/2016 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-08
S63 Uniform Securities Agent State Law Examination 1997-09-11
  • S65 Uniform Investment Adviser Law Examination
    2003-05-08
  • S63 Uniform Securities Agent State Law Examination
    1997-09-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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