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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
East Meadow, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Garden City | NY | 03/1999 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
NAME: Douglas Licari INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200 EAST HILLS, NY 11548 NATURE: NonMMLIA Insurance Brokerage/Ind Life/Property&Casualty/Health/Group Life & Health POSITION: Sales START DATE:07/01/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING:0 NAME: Douglas Licari INV REL: N ADD: Residential NATURE: Notary Public POSITION: Notary START DATE: 07/01/2016 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-11 |
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