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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-09-13 |
| ID | RA | APPROVED | 2023-09-07 |
| TX | RA | APPROVED | 2023-09-06 |
Branch Locations
1662 Us Hwy 395 N. Ste 109, Minden, NV 89423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 04/2010 | 10/2019 |
| Ameriprise Financial Services Inc | Roseville | CA | 10/2019 | 09/2023 |
| Lpl Financial Llc | Minden | NV | 09/2023 | Present |
1) 2023-09-06 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - TACTICAL WEALTH SERVICES LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-08-30 - 160hrs/mth - 8hrs/mth during trading 2) 2024-03-22 - Idaho Strike Volleyball - Other - Coaching - N - at reported business location(s) - 2024-03-12 - 30hrs/mth - 0hrs/mth during trading 3) 2024-03-22 - Middleton School District - Other - Coaching - N - at reported business location(s) - 2024-03-12 - 60hrs/mth - 5hrs/mth during trading 4) 2026-05-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Granite Financial Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-07 - 80hrs/mth - 80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
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