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Neil Jamieson Berston

LPl Financial LLC

Meridian, ID

Minden, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-09-13
ID RA APPROVED 2023-09-07
TX RA APPROVED 2023-09-06
  • NV RA
    APPROVED
    Since 2023-09-13
  • ID RA
    APPROVED
    Since 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

Meridian, ID • United States

1662 Us Hwy 395 N. Ste 109, Minden, NV 89423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2010 10/2019
Ameriprise Financial Services Inc Roseville CA 10/2019 09/2023
Lpl Financial Llc Minden NV 09/2023 Present
  • 04/2010 → 10/2019
    St. Louis, MO
  • 10/2019 → 09/2023
    Ameriprise Financial Services Inc
    Roseville, CA
  • 09/2023 → Present
    Minden, NV
Previous Registrations
  • 2019-10-25 → 2023-09-11
    Reno, NV
  • 2010-04-13 → 2019-10-27
    Minden, NV
    St Louis, MO
    Gardnerville, NV
  • 2006-11-20 → 2010-05-10
    Wells Fargo Investments, Llc
    Boise, ID
    Carson City, NV
    Carson City, NV
    Boise, ID
Other Businesses

1) 2023-09-06 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - TACTICAL WEALTH SERVICES LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-08-30 - 160hrs/mth - 8hrs/mth during trading 2) 2024-03-22 - Idaho Strike Volleyball - Other - Coaching - N - at reported business location(s) - 2024-03-12 - 30hrs/mth - 0hrs/mth during trading 3) 2024-03-22 - Middleton School District - Other - Coaching - N - at reported business location(s) - 2024-03-12 - 60hrs/mth - 5hrs/mth during trading 4) 2026-05-11 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Granite Financial Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-07 - 80hrs/mth - 80hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-17
  • S66 Uniform Combined State Law Examination
    2006-11-17
Other Names
  • James N Berston
  • Neil J. Berston
  • James Berston
  • James Berston
  • Neil Jamieson Berston
  • Neil Berston

View on SEC IAPD

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