Lawrence David Lee

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-29
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2021-06-29
CA RA
APPROVED

Since 2009-06-01

Branch Locations

Frisco, TX • United States

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Plano	TX	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Plano, TX
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Brea, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Brea, CA

Brea, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-18
S63	Uniform Securities Agent State Law Examination	1982-12-22

S65 Uniform Investment Adviser Law Examination

1994-08-18
S63 Uniform Securities Agent State Law Examination

1982-12-22

Other Names

Larry Lee

View on SEC IAPD