Karin Marrs Rettger

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → Present
  Principal Resource Group
  Glen Ellyn, IL
• 10/2014 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 10/2014 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 1999-11-22 → 2014-10-30
  Sunset Financial Services, Inc.
  Glen Ellyn, IL
  Glen Ellyn, IL

Other Businesses

1) PRINICPAL RESOURCE GROUP, 21W766 CLIFFORD GLEN ELLYN IL, 08/1996, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 80 HR/MO 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 120 HR/MO 80 HR/MO TRADING, 10/2014 3) PRINCIPAL RESOURCE GROUP, 800 ROOSEVELT RD STE B413 GLEN ELLYN IL, PRESIDENT, CO-AUTHOR: DOING MORE WITH LESS: 21ST CENTURY BENEFIT STRATEGIES TO REDUCE COSTS, MAXIMIZE HUMAN CAPITAL, AND DRIVE MORE DOLLARS TO THE BOTTOM LINE, 07/2015. NIR, 24 HR/YR 0/TRADING 4) PRINCIPAL RESOURCE GROUP, 21 W766 CLIFFORD RD GLEN ELLYN IL, PRESIDENT, CO-AUTHOR: BREAKING THROUGH THE STATUS QUO- HOW INNOVATIVE COMPANIES ARE CHANGING THE BENEFITS GAME TO HELP THEIR EMPLOYEES AND BOOST THEIR BOTTOM LINE, 11/2017. NIR, 40/YR 0/TRADING 5) PRINCIPAL RESOURCE GROUP, 800 ROOSEVELT ROAD BUILDING B STE 413 GLEN ELLYN IL, DIVORCE AND RETIREMENT INCOME PLANNING, PRESIDENT, 12/2020, INV REL, 16 HR/YR 16/TRADING HR 6) MY FINANCIAL ADVISOR A DIVISION OF PRINCIPAL RESOURCE GROUP, 800 Roosevelt Road, Building B, Suite 413, Glen Ellyn IL 60137, 02/2020, Owner, DBA Name, NIR, 160 HR/MO, 130 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-01
• S63 Uniform Securities Agent State Law Examination
  1994-08-23

Other Names

• Karin Louise Marrs