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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-02 |
| IL | RA | APPROVED | 2014-10-30 |
Branch Locations
800 Roosevelt Road, Bldg. B, Suite 413, Glen Ellyn, IL 60137 • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Resource Group | Glen Ellyn | IL | 08/1996 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 10/2014 | Present |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 10/2014 | Present |
1) PRINICPAL RESOURCE GROUP, 21W766 CLIFFORD GLEN ELLYN IL, 08/1996, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 80 HR/MO 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 120 HR/MO 80 HR/MO TRADING, 10/2014 3) PRINCIPAL RESOURCE GROUP, 800 ROOSEVELT RD STE B413 GLEN ELLYN IL, PRESIDENT, CO-AUTHOR: DOING MORE WITH LESS: 21ST CENTURY BENEFIT STRATEGIES TO REDUCE COSTS, MAXIMIZE HUMAN CAPITAL, AND DRIVE MORE DOLLARS TO THE BOTTOM LINE, 07/2015. NIR, 24 HR/YR 0/TRADING 4) PRINCIPAL RESOURCE GROUP, 21 W766 CLIFFORD RD GLEN ELLYN IL, PRESIDENT, CO-AUTHOR: BREAKING THROUGH THE STATUS QUO- HOW INNOVATIVE COMPANIES ARE CHANGING THE BENEFITS GAME TO HELP THEIR EMPLOYEES AND BOOST THEIR BOTTOM LINE, 11/2017. NIR, 40/YR 0/TRADING 5) PRINCIPAL RESOURCE GROUP, 800 ROOSEVELT ROAD BUILDING B STE 413 GLEN ELLYN IL, DIVORCE AND RETIREMENT INCOME PLANNING, PRESIDENT, 12/2020, INV REL, 16 HR/YR 16/TRADING HR 6) MY FINANCIAL ADVISOR A DIVISION OF PRINCIPAL RESOURCE GROUP, 800 Roosevelt Road, Building B, Suite 413, Glen Ellyn IL 60137, 02/2020, Owner, DBA Name, NIR, 160 HR/MO, 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-23 |
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