Ben A Roth

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 06/2024
  Jpmorgan Chase Bank, N.A.
  Dallas, TX
• 10/2008 → 06/2024
  J.P. Morgan Securities Llc
  Dallas, TX
• 06/2024 → Present
  Newedge Securities Inc
  Pittsburgh, PA
• 06/2024 → Present
  Newedge Advisors
  New Orleans, LA

Previous Registrations

• 1996-07-22 → 2024-06-08
  J.P. Morgan Securities Llc
  Dallas, TX
  Dallas, TX

Other Businesses

1. Mr. Roth conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Fortis Wealth Advisors, LLC. Mr. Roth is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. Start Date: 06/2024. 2. Fortis Wealth Advisors* Yes Invest*Dallas TX*Wealth Management*LLC taxed as S Corp*6/7/24*Founder, Wealth Advisor*Manage financial assets for clients*200 Hr Trade/0 non trade

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-27
• S63 Uniform Securities Agent State Law Examination
  1983-01-26

Other Names

• Ben Allen Roth