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Kenneth Gordon Pollard

Cibc Private Wealth Advisors, Inc.

Chicago, IL

CRD 1080637

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Employer firm

Cibc Private Wealth Advisors, Inc. CRD 109644

$67.8B regulatory AUM 2,160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-30
CT RA APPROVED 2023-02-16
IN RA APPROVED 2023-02-16
MD RA APPROVED 2023-02-16
VA RA APPROVED 2023-02-16
CA RA APPROVED 2001-01-01
TX RA APPROVED_RES 2001-01-01
IL RA APPROVED 2000-12-22
  • FL RA
    APPROVED
    Since 2023-05-30
  • CT RA
    APPROVED
    Since 2023-02-16
  • IN RA
    APPROVED
    Since 2023-02-16
  • MD RA
    APPROVED
    Since 2023-02-16
  • VA RA
    APPROVED
    Since 2023-02-16
  • CA RA
    APPROVED
    Since 2001-01-01
  • TX RA
    APPROVED_RES
    Since 2001-01-01
  • IL RA
    APPROVED
    Since 2000-12-22

Branch Locations

181 Madison W Madison Street 36Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc Private Wealth Chicago IL 04/2012 Present
  • 04/2012 → Present
    Cibc Private Wealth
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-11
S63 Uniform Securities Agent State Law Examination 1987-02-03
  • S65 Uniform Investment Adviser Law Examination
    1993-02-11
  • S63 Uniform Securities Agent State Law Examination
    1987-02-03
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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