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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-20 |
| MI | RA | APPROVED | 2021-07-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Byron Center | MI | 12/2013 | 07/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2021, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) ED DUBLIS LLC DBA DIVERSIFIED FINANCIAL CONCEPTS, 1414 84TH ST SW, BYRON CENTER, MI, 12/1979, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 5 HR/MO TRADING. 3) ED DUBLIS, 7696 BYRON STATION CT SW, BYRON CENTER, MI, 08/1966, PROFESSIONAL MUSICIAN, NIR, 20 HR/MO, 0 HR/MO TRADING. 4) RETIREMENT & WEALTH STRATEGIES(RWS FINANCIAL GROUP), 28555 ORCHARD LAKE RD, SUITE 100, FARMINGTON HILLS, MI, 07/2021, IAR, DBA, INV REL, 50 HR/MO, 50 HR/MO TRADING. 5) SANO, 28555 Orchard Lake Rd., Suite 100, Farmington Hills MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 80 HR/MO, 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-16 |
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