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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-20
MI RA APPROVED 2021-07-19
  • TX RA
    APPROVED_RES
    Since 2021-07-20
  • MI RA
    APPROVED
    Since 2021-07-19

Branch Locations

1414 84Th St. Sw, Byron Center, MI 49315 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Byron Center MI 12/2013 07/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2021 Present
Previous Registrations
  • 2013-12-16 → 2021-07-22
    Wyoming, MI
    Southfield, MI
    Byron Center, MI
  • 2005-07-05 → 2013-12-17
    Invest Financial Corporation
    Grand Haven, MI
    Grand Rapids, MI
    Middleville, MI
    Battlecreek, MI
    Battle Creek, MI
    Wyoming, MI
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2021, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) ED DUBLIS LLC DBA DIVERSIFIED FINANCIAL CONCEPTS, 1414 84TH ST SW, BYRON CENTER, MI, 12/1979, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 5 HR/MO TRADING. 3) ED DUBLIS, 7696 BYRON STATION CT SW, BYRON CENTER, MI, 08/1966, PROFESSIONAL MUSICIAN, NIR, 20 HR/MO, 0 HR/MO TRADING. 4) RETIREMENT & WEALTH STRATEGIES(RWS FINANCIAL GROUP), 28555 ORCHARD LAKE RD, SUITE 100, FARMINGTON HILLS, MI, 07/2021, IAR, DBA, INV REL, 50 HR/MO, 50 HR/MO TRADING. 5) SANO, 28555 Orchard Lake Rd., Suite 100, Farmington Hills MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 80 HR/MO, 80 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-02
S63 Uniform Securities Agent State Law Examination 1990-07-16
  • S65 Uniform Investment Adviser Law Examination
    1998-05-02
  • S63 Uniform Securities Agent State Law Examination
    1990-07-16
Designations
Other Names
  • Ed Dublis

View on SEC IAPD

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