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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-01-02
  • CT RA
    APPROVED
    Since 2024-01-02

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

409 Canal Street, Milldale, CT 06467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Meriden CT 07/2006 10/2017
Bongiovanni Insurance Meriden CT 11/2005 12/2023
Securities America, Inc. Meriden CT 10/2017 11/2021
Securities America Advisors Meriden CT 10/2017 11/2021
Cetera Advisor Networks El Segundo CA 11/2021 12/2023
Cwm, Llc Dba Carson Partners Meriden CT 11/2021 12/2023
Flp Financial Meriden CT 11/2021 01/2022
Nesso Wealth Meriden CT 01/2022 12/2023
Newedge Securities Pittsburgh PA 01/2024 Present
Newedge Advisors New Orleans LA 01/2024 Present
  • 07/2006 → 10/2017
    National Planning Corporation
    Meriden, CT
  • 11/2005 → 12/2023
    Bongiovanni Insurance
    Meriden, CT
  • 10/2017 → 11/2021
    Securities America, Inc.
    Meriden, CT
  • 10/2017 → 11/2021
    Securities America Advisors
    Meriden, CT
  • 11/2021 → 12/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2021 → 12/2023
    Cwm, Llc Dba Carson Partners
    Meriden, CT
  • 11/2021 → 01/2022
    Flp Financial
    Meriden, CT
  • 01/2022 → 12/2023
    Nesso Wealth
    Meriden, CT
  • 01/2024 → Present
    Newedge Securities
    Pittsburgh, PA
  • 01/2024 → Present
    New Orleans, LA
Previous Registrations
  • 2021-11-01 → 2023-12-31
    Milldale, CT
    Omaha, NE
  • 2017-10-20 → 2021-11-01
    Securities America Advisors, Inc.
    Meriden, CT
    Meriden, CT
  • 2007-01-05 → 2017-10-26
    National Planning Corporation
    Meriden, CT
Other Businesses

1. Fixed Insurance w/various companies*Yes Invest*Meriden, CT*Fixed Insurance*1/2006*5 Hrs/5During Trade*Insurance Agent*Sells Life/Health/Disability/Annuities/LTC 2. Nesso Wealth*Invest Yes* Meriden CT*Financial services/Insurance DBA*1/2022*Wealth advisor*40 hrs/32 trade*Financial services/Insurance DBA 3. Irrevocable Trust*No Invest*Rocky Hill, CT*9/17*Responsible for the assets in the trust and making sure all appropriate paperwork if filed related to it 4. Executive Chair Holdings LLC* No Invest*Rocky Hill, CT*Rental property ownership*1/20*Owner* 0 Hrs/0 6. Bongiovanni Insurance & Financial LLC*Yes Invest*Meriden, CT*Financial Services/Insurance DBA*1/2006*Owner*5 Hrs/5 Trade*Financial Services/Insurance DBA 7. Nesso Senior Benefits, LLC*Yes Invest*Meriden, CT*Medicare advise and insurance*1/24*No day to day duties*0 Hrs/0 Trade 8.Nesso Insurance, LLC*Yes Invest*Meriden, CT*Property & Casualty insurance*1/24*0 Hrs/0 Trade 9.Nesso Benefits, LLC*Yes Invest*Meriden, CT*Employee Benefits business*Owener*1/24*0 Hrs/0 Trade 10.Wealth Planning and Advisory*Milldale CT*RIA wealth management and financial planning*Yes Invest*1/24*Wealth Advisor*Wealth Advisor*180 Hrs/0 Trade 11. NewEdge Advisors*Wealth Planning and Advisory*Yes Invest*Milldale CT*RIA wealth management and financial planning*1/1/24*Wealth Advisor*Lead Wealth Management Firm, as well as advise clients with financial planning*180 Hrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-27
  • S66 Uniform Combined State Law Examination
    2006-09-27
Other Names
  • Ty Bongiovani

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